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COURSE : Ethics and Commerce |
Code : 80/160/08A |
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- Insurance and Ethics
- Ethical Foundation
- Ethics and Commerce
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COURSE : Consumer Protection and Corruption |
Code : 80/160/08B |
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- Consumer Protection
- Insurance Market Arrangement
- Consumer Protection
- Regulations and Industry Practices
- Corruption
- Prevention of Bribery Ordinance
- How is the Prevention of Bribery Ordinance relevant to Insurance Practitioners?
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COURSE : Anti-Money Laundering and Counter-Terrorist Financing |
Code : 80/160/08C |
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- Legislation/ Guidelines and Circulars
- Overview
- Risk-based Approach
- AML/CTF System
- Customer due diligence
- Ongoing monitoring
- Terrorist financing, financial sanctions and proliferation financing
- Suspicious transaction reports and law enforcement requests
- Record-keeping
- Staff training/ Wire transfer
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COURSE : Ethics and Professional |
Code : 80/160/08D |
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- Overview
- Regulated Activity
- Licensing Requirements
- Supervisory Approach
- Continuing Professional Development
- Rules, Codes and Guidelines
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COURSE : Agency and Ethics |
Code : 80/160/08E |
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- Overview
- Fiduciary Duties and Other Duties
- Fiduciary Relationships
- Client Relationships
- Skill and Competency
- Insurance Sales Issues
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COURSE : Personal Data (Privacy) |
Code : 80/160/08F |
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- Overview – Personal Data (Privacy) Ordinance
- Six Principles
- Personal Data (Privacy) Amendment Ordinance
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