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COURSE : Ethics and Commerce Code : 80/160/08A
 
  1. Insurance and Ethics
  2. Ethical Foundation
  3. Ethics and Commerce


Total
1 CPD
Point

  COURSE : Consumer Protection and Corruption Code : 80/160/08B
 
  1. Consumer Protection - Insurance Market Arrangement
  2. Consumer Protection - Regulations and Industry Practices
  3. Corruption - Prevention of Bribery Ordinance
  4. How is the Prevention of Bribery Ordinance relevant to Insurance Practitioners?

Total
1 CPD
Point

  COURSE : Anti-Money Laundering and Counter-Terrorist Financing Code : 80/160/08C
 
  1. Legislation/ Guidelines and Circulars
  2. Overview
  3. Risk-based Approach
  4. AML/CTF System
  5. Customer due diligence
  6. Ongoing monitoring
  7. Terrorist financing, financial sanctions and proliferation financing
  8. Suspicious transaction reports and law enforcement requests
  9. Record-keeping
  10. Staff training/ Wire transfer

Total
1 CPD
Point

  COURSE : Ethics and Professional Code : 80/160/08D
 
  1. Overview
  2. Regulated Activity
  3. Licensing Requirements
  4. Supervisory Approach
  5. Continuing Professional Development
  6. Rules, Codes and Guidelines

Total
1 CPD
Point

  COURSE : Agency and Ethics Code : 80/160/08E
 
  1. Overview
  2. Fiduciary Duties and Other Duties
  3. Fiduciary Relationships
  4. Client Relationships
  5. Skill and Competency
  6. Insurance Sales Issues

Total
1 CPD
Point
  COURSE : Personal Data (Privacy) Code : 80/160/08F
 
  1. Overview – Personal Data (Privacy) Ordinance
  2. Six Principles
  3. Personal Data (Privacy) Amendment Ordinance

Total
1 CPD
Point

 
 
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